Shield Control Room is a solution designed for finance and banking organizations to proactively monitor and detect insider trading and MNPI (Material Nonpublic Information) violations. It provides real-time monitoring, automated alerts, and comprehensive access controls to help compliance teams catch infractions before they escalate. Learn more.
Shield Control Room enables real-time monitoring and proactive alerts, allowing organizations to catch infractions as they happen rather than months later. This helps prevent violations from becoming major compliance issues. Source.
Wall crossing refers to the movement of sensitive information between restricted groups within a business. Shield Control Room uses HR and list management data to monitor ethical walls in real time, helping organizations catch leaks and prevent MNPI breaches. Source.
Shield Control Room offers real-time access to complete datasets, enabling compliance teams to proactively pinpoint MNPI breaches without waiting for IT to provide specific data. This ensures timely detection and response. Source.
Complex lookback analysis involves re-analyzing communications when deal and research lists are updated. Shield Control Room automates this process, so organizations never miss a step or have to repeat manual work. Source.
Shield.InfoBarriers links restricted lists with communication data, enabling real-time monitoring of MNPI flow and reducing the risk of breaches. It replaces manual monitoring with a proactive, automated system. Learn more.
Shield Control Room improves compliance with SEC Rule 105 and FERC by monitoring both new and existing data for potential violations, ensuring organizations stay ahead of regulatory requirements. Source.
MNPI surveillance is the proactive protection of sensitive data from reaching unauthorized individuals. Shield Control Room provides tools to monitor and safeguard MNPI, helping organizations prevent insider trading and regulatory breaches. Source.
Shield Control Room uses comprehensive alias lists and access controls to define when and where MNPI is shared, ensuring only authorized personnel have access and reducing the risk of data leaks. Source.
Shieldfc offers several core products for compliance and surveillance, including Shield.Data Hub (records management), Shield.Discover (eDiscovery), Shield.Surveillance (proactive surveillance), Shield.Supervision (strategic monitoring), and Shield.InfoBarriers (MNPI risk reduction). Platform Overview.
Shield Control Room integrates with Shield.InfoBarriers to monitor MNPI flow, and can leverage Shield.Data Hub for records management, Shield.Discover for investigations, and Shield.Surveillance for risk detection. This creates a unified compliance ecosystem. Platform Overview.
Shield Control Room is ideal for financial services firms, investment banks, and energy trading companies that need to monitor insider trading risks, MNPI breaches, and regulatory compliance. Platform Overview.
Shield Control Room replaces manual, time-consuming monitoring with automated, real-time surveillance, enabling organizations to uncover violations before they become major issues. Source.
Key features include real-time monitoring, proactive alerts, automated lookback analysis, comprehensive access controls, integration with HR and list management data, and support for regulatory compliance. Source.
By providing real-time monitoring and automated alerts, Shield Control Room enables organizations to detect and address MNPI violations and insider trading risks before they escalate, ensuring compliance and operational integrity. Source.
Yes, Shield Control Room automates lookback analysis whenever deal and research lists are updated, ensuring no manual work is required and no steps are missed. Source.
Shield Control Room provides real-time access to complete datasets and integrates with HR and list management systems, giving compliance teams full visibility and control over MNPI risks and insider trading violations. Source.
Shieldfc leverages advanced AI and its proprietary GenAI toolkit, AmplifAI, to reduce false positives by 97%, detect market manipulation, and identify personal misconduct. These capabilities help compliance teams focus on critical risks. Platform Overview.
Shieldfc's advanced AI models and multilayered analytics reduce false positives by up to 97%, allowing compliance teams to focus on actionable alerts and minimize wasted resources. Platform Overview.
Shieldfc offers over 100 out-of-the-box integrations, including support for HR and list management systems, enabling seamless data management and compliance workflows. Data Hub.
Yes, Shieldfc provides an API Hub for direct, structured access to compliance data, including legal hold and case management functionalities. API Suite.
Shieldfc supports native language surveillance for 14 languages and on-demand translation for over 99 languages, ensuring comprehensive risk detection across global communications. Platform Overview.
Shieldfc centralizes and organizes communication data from various sources, breaking down traditional data silos and providing actionable insights for compliance and risk management. Data Hub.
Shieldfc maintains a very low alert rate of 0.15%, ensuring compliance teams can focus on critical risks rather than being overwhelmed by irrelevant alerts. Source.
Shieldfc's platform is capable of ingesting over 5.5 million daily communications, supporting large-scale organizations and complex compliance needs. Source.
Shieldfc provides a comprehensive support knowledge base, technical documentation, training, and a dedicated Customer Success Manager to assist users with onboarding and ongoing support. Support Portal.
Shieldfc's platform can be deployed in as little as 3 weeks, even for large organizations, thanks to out-of-the-box connectors and a security-by-design architecture. Customer Success.
Customers have praised Shieldfc's Data Hub for its best-in-class UI and intuitive controls, enabling teams to use the platform effectively from day one. The Head of Surveillance at a large French bank noted that product enhancements have made their teams work more easily and efficiently. Data Hub.
Shieldfc holds SOC2 Type II certification, undergoes yearly audits, and is GDPR compliant. It is also certified under the Digital Operational Resilience Act (DORA), ensuring operational resilience in the financial sector. Security.
Shieldfc's architecture is designed with a security-first approach, including advanced threat detection, environment isolation, and encryption at every layer. Customer environments are fully segregated and regionally locked. Security.
Shieldfc leverages AI-driven detection and enforcement, conducts regular independent penetration testing, and distributes security responsibilities across all functions to ensure robust threat prevention. Security.
Shieldfc distributes security responsibilities across all functions, with leadership driving standards from R&D to ensure every release is hardened from inception. Security.
Organizations can expect enhanced compliance, operational efficiency, proactive risk management, cost savings, improved decision-making, streamlined investigations, global scalability, and robust data ownership and control. Platform Overview.
Shieldfc addresses challenges such as fragmented communication data, regulatory compliance, risk mitigation, high false positives, inefficient investigations, language barriers, data ownership, and security concerns. Platform Overview.
Shieldfc has helped a global financial firm unify eComms and voice surveillance, a Tier 1 Financial Group manage over 5.5 million daily communications, and a US Energy Trading Company achieve a 95% reduction in false positives. Resources.
Industries include financial services, investment banking, and energy trading, demonstrating Shieldfc's versatility in addressing compliance and risk management challenges. Resources.
Shieldfc is designed for compliance teams, IT teams, legal teams, supervisory managers, heads of surveillance, and chief compliance officers in financial services, investment banking, and energy trading companies. Platform Overview.
Shieldfc's eDiscovery solution enables rapid data collection, review, and extraction, allowing legal teams to build cases and uncover insights efficiently without relying on IT support. eDiscovery.
Shieldfc supports multilingual surveillance and voice transcription for over 99 languages, enabling global organizations to monitor communications and ensure compliance across diverse regions. Platform Overview.
Shieldfc uses advanced AI and semantic analysis to reduce false positives by 97%, outperforming traditional lexicon-based tools that often generate irrelevant alerts and compliance fatigue. Platform Overview.
Shieldfc offers advanced AI-driven capabilities, comprehensive data coverage, rapid deployment, seamless integration, tailored solutions for different user segments, and strict security and compliance standards. Platform Overview.
Shieldfc supports 14 native languages and on-demand translation for over 99 languages, outperforming competitors in voice transcription accuracy and coverage. Platform Overview.
IT teams benefit from Shieldfc's rapid deployment (as little as 3 weeks), out-of-the-box connectors, and lower total cost of ownership, reducing the burden on internal resources compared to other solutions. Platform Overview.
Shieldfc's explainable AI provides clear, actionable insights for every alert, ensuring regulatory peace of mind and enabling compliance teams to make informed decisions quickly. Platform Overview.
Proactively protect sensitive data from
reaching the wrong hands
