The Shield resources hub

Financial Compliance Management – Technology’s role

Multi-communication channels have forever removed the option of a simple email storage server and recorded voicemails and any firm that aims to truly meet regulator requirements to minimize bad actors, in order to reduce the likelihood of fines and reputational damage should be actively exploring multi-channel communications surveillance software.

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Shield Bolsters Language Capabilities with On-Demand Translation in Over 80 Languages

Shield Bolsters Language Capabilities with On-Demand Translation in Over 80 Languages for Compliance and eDiscovery Teams.

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Articles
Shield Integration with Zoom

With Shield, organizations can now read between the lines to discover invisible insights from conversations over Zoom.

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More Articles

Shield Compliance News
Blog
Why your Communications Surveillance System needs multi-channel capture and correlation

Multi-communication channels have forever removed the option of a simple email storage server and recorded voicemails and any firm that aims to truly meet regulator requirements to minimize bad actors, in order to reduce the likelihood of fines and reputational damage should be actively exploring multi-channel communications surveillance software.

Shield series B
News
Shield Introduces Hybrid Cloud Solution For Financial Institutions

Shield's platform provides cloud advantages without sacrificing existing on-premises data strategy, supporting banks' and other firms' urgent need to migrate to the cloud.

Shield series B
News
Shield Selected as Finalist in the 2022-2023 Cloud Awards

Latest honor recognizes the company as a cloud innovator and further signifies the need for AI-driven compliance monitoring solutions in the cloud, especially for financial institutions.

Shield series B
News
Riding momentum from our initial funding round earlier this year, we’re announcing $20 million series B

As financial institutions address the evolving regulatory environment, Shield boosts growth with support from its existing investors and UBS

FINRA Targets Crypto-Related Communications (1)
Blog
The FTX effect? FINRA is now after crypto-related communications

The Financial Industry Regulatory Authority (FINRA) just announced that it will begin conducting an investigation into retail communications by broker-dealers regarding products and services in the cryptocurrency markets. Some analysts are being bold enough to call this move by the regulatory authorities a “sweep.”

Shield Compliance
Blog
What is WhatsApp archiving & why it’s essential for private equity firms?

For many financial service firms, WhatsApp is a crucial communication tool in their business, archived WhatsApp communications are mandatory by the regulator in order to keep your company compliant. Here is how you can make sure to keep compliant.

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