The Shield resources hub

The FCA’s Market Abuse in Coronavirus: comments by the RegTech community

After an intriguing speech by Julia Hoggett of The FCA, we asked the regtech community to provide their key takeaway from it.

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REMIT: Best Practices Concerning Layering and Spoofing
Blog
REMIT: Best practices concerning Layering and Spoofing

The second part of our series covering the Market Abuse risks caused by communications and how they might affect REMIT compliance

The recent news about a trader deleting his WhatsApp Messages shined a light on the effectiveness of the common data archives
Blog
Archiving isn’t enough: trader escapes charges by deleting WhatsApp messages

The recent news about a trader deleting his WhatsApp Messages shined a light on the effectiveness of the common data archives

REMIT: Best Practices Concerning Wash Trades
Blog
REMIT: Best practices concerning wash trades

The first of a series of articles, by SME Michael Rabinowitz. The series will discuss practices such as wash trades, spoofing, layering, and insider trading - all of which are banned under REMIT regulation designed to stop market manipulation attempts and bar insider trading

the Post-COVID New Normal
Blog
The post-COVID new normal

We’ve already entered the era of the “new normal” here in the midst of COVID, but one has to wonder how things will change on the first day after the pandemic is officially declared “over” with the dawn of a new, new normal.

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