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As financial institutions address the evolving regulatory environment, Shield boosts growth with support from its existing investors and UBS
The Financial Industry Regulatory Authority (FINRA) just announced that it will begin conducting an investigation into retail communications by broker-dealers regarding products and services in the cryptocurrency markets. Some analysts are being bold enough to call this move by the regulatory authorities a “sweep.”
Monday Morning Quarterbacking, a toxic work culture, and technology intersect. It’s almost like that joke
This article helps protect you from SEC WhatsApp fines and to put you on the path to compliance – especially if your staff uses WhatsApp.
In addition to InfoBarriers, Shield’s recent version includes enhanced search analytics, data visualization improvements and other leading features for more efficient communication compliance
Introducing Shield 3.2 with InfoBarriers for control room, Search Analytics, Case Workspace for ECA, UI improvements, and more
The ability to automatically understand dialects, context and jargon across multiple languages provides Shield’s customers with much-needed flexibility in adapting communication compliance to their specific needs.
