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Digital Communications Governance Platform: What you need to look for
What leaders should look for in an AI-backed communications surveillance solution, and how to supplement revenue-generation with digital communications compliance.
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Shield Reacts: The Midas touch
Explore the hidden narrative of SAC Capital and Steve Cohen’s insider trading scandal. Dive into ethical ambiguities, regulatory scrutiny,…
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FINRA issues a gentle reminder and a note of caution
FINRA reminds firms of their regulatory obligations when using GenAI and LLMs. Alex de Lucena explains the implications for eComms…
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The FCA has declared this year as the year of evaluating AI in surveillance
Discover how the FCA’s focus on AI technology will impact surveillance and compliance. Insights from Dr. Shlomit Labin and Jess Jones on…
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Navigating the Commodity Trading Compliance Landscape: The AI evolution
AI-powered dComms surveillance is fast becoming central to compliance in commodity trading—and organizations that lag behind are at risk…
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Redefining Compliance: Advanced features of Digital Communications Governance solutions
As the landscape of digital communications compliance continues to evolve, Gartner® has recognized the escalating intricacy of…
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Dear Buyer, You Should Really Start Looking at Vendor Culture
As co-founder and chief business officer at Shield, I’ve seen firsthand how a vendor’s company culture can profoundly impact…
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GDPR: Best Practices for Financial Services Firms
Financial services firms looking to avoid large fines and better comply with GDPR can take care in auditing their digital communications and…
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Understanding SEC Rules and Regulations in Financial Markets
Discover the essential SEC rules and regulations for financial compliance in 2024. Learn about Reg BI, Reg FD, Sarbanes-Oxley Act,…
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The Role of Digital Communications Governance in the Banking & Financial Sectors
Explore the role of Digital Communications Governance (DCG) in the financial sector and how it ensures compliance with regulations. Learn…
