Shield structures the data in real-time during the ingestion process (real-time structuring) and thrive to have all data structured and categorized, not only stored. By linking structured & unstructured data together, correlating, tagging, enriching or structuring all communication and trade data in real-time, regulated firms can substantially mitigate their compliance risks.
ensure adequate capture of transactions and communications related data, addressing multiple regulations
structured and Unstructured with advanced data normalization and enrichment process
Reduce investigation time from days to hours
Regulated firms are mandated to generate a time-sequenced comprehensive reconstruction of all trade-related activities (pre-post trade) with all relevant data (trade, voice, eComms), in a representative manner within a specific timeframe (48-96 hours) upon a request being made by the regulatory bodies.
If a business is not prepared, then the outcome may be enormous audit fees, significant disruption to business and reputation risk.
Complete view of both Structured and Unstructured data for the pure purpose
of categorizing the data based on
financial context.
Trade reconstruction is provided by default and can be exposed using Shield’s timeline.
Start building this data exercise with
current information and add/scale and enrich on the go.