Blog Archives | Shield: Digital communication governance and archiving solutions

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See what’s new with Shield, or check out our perspective on the latest developments in comms compliance.

The 2026 Compliance Outlook

This report covers the priorities shaping the compliance landscape in 2026 and what you can do to ensure your posture holds up across AI, communications, and third-party risk.

Guides and Reports

Shield Ranks Among 3 Highest Scoring Vendors in 2025 Gartner® Critical Capabilities for Digital Communications Governance and Archiving Solutions

Shield’s platform scores in the 3 highest-ranked positions across all 6 Use Cases and 11 Critical Capabilities; also named Visionary in the Gartner Magic Quadrant™ NEW YORK, USA – November 11, 2025 – Shield, the industry’s most comprehensive platform for digital communications governance, today announced its ranking in the three highest-scored placements in the 2025…

News

Blog Mar 04, 2026

FINRA’s GenAI Wake-Up Call: What Compliance Teams Need to Do Now

When FINRA dedicates a standalone section to generative AI (GenAI) in its 2026 Annual Regulatory Oversight Report, it’s not…

Blog Feb 18, 2026

Your Guide to the FCA’s 2026 Non-Financial Misconduct Rules (CP25/18)

A guide to the UK FCA’s 2026 Non-Financial Misconduct (NFM) rules for financial firms, outlining the regulatory expectations for firms.

Blog Feb 10, 2026

Does Your Firm’s Language Coverage Leave You Exposed?

After years of enforcement focused on which channels business communications take place in, regulators are…

Blog Jan 21, 2026

5 Essentials for Financial Firms Choosing an AI-Powered Digital Communications Compliance Vendor

Selecting the right vendor for your digital communications compliance is a high-stakes decision. In…

Blog Jan 13, 2026

Why Technology Alone Can’t Solve Communications Compliance

Why technology alone can’t solve communications compliance. Learn why implementation expertise, governance, and signal quality matter as…

Blog Jan 08, 2026

The EU Data Act: From Exit Fees to Export Rights, and What to Do Next

The EU Data Act is upending the way financial firms choose, use, and…

Blog Dec 10, 2025

Insights From the Experts: Closing the Gaps in Voice Monitoring

Why firms must rethink voice monitoring, unify fragmented tools, and bring true accountability to the channel that carries the most…

Blog Nov 27, 2025

What ASIC’s Roadmap Means for Compliance Teams

Earlier this month, the Australian Securities and Investments Commission (ASIC) released a consequential set of responses to industry…

Blog Nov 18, 2025

What the $8.3M CFTC Fines Mean for Compliance

On September 4, 2025, the Commodity Futures Trading Commission (CFTC) handed out $8.3 million in fines across six financial institutions.…

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