It's time we all face the harsh truth
With regulators giving zero margins for errors, how come Data Completeness remained such a minor requirement for compliance teams
Like every year, we review the important Market Abuse Report by PWC. According to Oliver, this year's was an interesting one...
Permission to operate requires meeting regulatory compliance laws and policies as defined by the national and global financial authorities by which the firms are governed. The global pandemic spiked compliance costs as Compliance Officers and regulators grappled with how to manage an overnight shift from traders operating in secured environments – to working from their kitchens