Resources Hub

See what’s new with Shield, or check out our perspective on the latest developments in comms compliance.

Featured Post
4 Min read

Shield Ranks Among 3 Highest Scoring Vendors in 2025 Gartner® Critical Capabilities for Digital Communications Governance and Archiving Solutions

Shield’s platform scores in the 3 highest-ranked positions across all 6 Use Cases and 12 Product Ratings; also named Visionary in the Gartner Magic Quadrant™  NEW YORK, USA – November 11, 2025 – Shield, the industry’s most comprehensive platform for digital communications…
News
All Blog Guides and Reports News Webinars

What ASIC’s Roadmap Means for Compliance Teams  

Earlier this month, the Australian Securities and Investments Commission (ASIC) released a consequential set of responses to industry…
Blog

What the $8.3M CFTC Fines Mean for Compliance 

On September 4, 2025, the Commodity Futures Trading Commission (CFTC) handed out $8.3 million in fines across six financial institutions.…
Blog

From Data to Detection: Training AI Models that Speak Finance 

As financial firms turn to artificial intelligence (AI) for surveillance and compliance, one truth is becoming clear: Models are only as…
Blog

Navigating Off-Channel Communications: From Hidden Chats to Regulatory Frontline 

On August 7, 2025, the FCA released findings from a review of eleven financial firms’ approaches to off-channel communications (OCC). The…
Blog

The Birth of an Industry 

In the aftermath of the 2008 financial crisis, Wall Street was forever changed. No longer could businesses operate with the same cavalier…
Blog

XLoD Singapore 2025: The Three Biggest Takeaways—and Why They Matter for Compliance in APAC 

I’ve worked in financial crime compliance for five years, closely partnering with tier 1 financial institutions across the APAC region.…
Blog

Inside the AFME 2025 Surveillance Panel: Data, Culture, and AI’s Reality Check 

Surveillance begins and ends with a set of controls meant to capture a risk program. But as those risks and how we monitor them evolve, how…
Blog

Wall Street’s Reckoning: Regulations After Lehman Wake-Up Call

Gone Rogue: Season 1, episode 2, of the SAC story introduces the ‘the man busting Wall St’: Preet Bharara and high-stakes charade that…
Blog

From Enforcement to Integrity: 5 Takeaways Defining Global Compliance in 2025 

AFME’s European Compliance and Legal Conference 2025 set the tone for where compliance is headed in an increasingly complex regulatory…
Blog
No More
Load More