On episode 32 of the Fintech Newscast, Shiran talks to John and Monica on the rise of RegTech, today’s regulations and challenges that capital markets face today.
Listen on your favorite app/ platform
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On episode 32 of the Fintech Newscast, Shiran talks to John and Monica on the rise of RegTech, today’s regulations and challenges that capital markets face today.
Listen on your favorite app/ platform
PlayerFM
Multi-communication channels have forever removed the option of a simple email storage server and recorded voicemails and any firm that aims to truly meet regulator requirements to minimize bad actors, in order to reduce the likelihood of fines and reputational damage should be actively exploring multi-channel communications surveillance software.
Multi-communication channels have forever removed the option of a simple email storage server and recorded voicemails and any firm that aims to truly meet regulator requirements to minimize bad actors, in order to reduce the likelihood of fines and reputational damage should be actively exploring multi-channel communications surveillance software.
The Financial Industry Regulatory Authority (FINRA) just announced that it will begin conducting an investigation into retail communications by broker-dealers regarding products and services in the cryptocurrency markets. Some analysts are being bold enough to call this move by the regulatory authorities a “sweep.”
