On episode 32 of the Fintech Newscast, Shiran talks to John and Monica on the rise of RegTech, today’s regulations and challenges that capital markets face today.
Listen on your favorite app/ platform
At the onset of the global pandemic, regulators exhibited all sorts of atypical activities. They relaxed regulations and offered temporary relief from injunctions. Market abuse investigations were put on hold and a flurry of the communique was issued that encouraged brokers to uphold a high ethical standard as the world, seemingly overnight, stopped
The first in a series of blog posts dedicated to “the new compliance normal.”
The world has been teetering on the edge of market abuse given an overnight shift from working in controlled environments under exacting compliance protocols to working from home on unapproved but popular eComms platforms like zoom and WhatsApp. One case that recently came to news is the story of Moderna