Who we are
Sector experts with over a decade delivering solutions in this domain. We set out to revolutionize financial compliance and Create the world’s first Autonomous Compliance Hub. By creating an autonomous compliance workspace, we will enable firms to be more efficient and dramatically reduce their expenses on non-revenue generating domains, while still keeping a high level of compliance and avoiding regulatory fines.
What we do
The team at Shield developed a solution specifically to support the increasing number of communication platforms used during the trade lifecycle, coupled with mounting legislation enforcing market transparency, market stability, and customer protection. It delivers powerful analysis and investigation capabilities, covering the full scope of record-keeping, including GDPR enablement, compliance archiving, compliance investigation and best execution reconstruction, while supporting operational performance. It enables firms to implement a strategic approach to data management, best execution, and financial compliance, with a future-proof platform that can handle evolving eComms data demands.
How we do
With a unique AI-powered compliance platform for electronic communication specializing in the financial compliance domain, Shield helps financial institutions manage and control communication data to meet regulatory requirements, without impacting operational performance. We do this capturing structured eComms data, enhancing it with unstructured data such as CRM and other various platforms. That data is then correlated with trade and order data and enriched with market context to help organizations adhere to regulatory requirements and reduce manual labor.
Shield was built with one goal in mind: forge the future of Autonomous Compliance