Compliance Investigations
The eDiscovery & RecordKeeping platform
for regulated firms
Talk to a specialist for regulated firms
Once captured and enriched your analysts and compliance will get a clear and complete view of the electronic communications and overall financial data and use it for their investigations and ongoing monitoring.
ensure adequate capture of transactions and communications related data, addressing multiple regulations
structured and Unstructured with advanced data normalization and enrichment process
dedicated UX to drive efficiency for the compliance officer
automatically extract financial context from each conversation
Today, data is spread across multiple silos, each managed separately with its own data owner, quality, integrity, and accessibility.
But the Regulatory obligations on the Compliance team organizations and COs to search through the entire datasets (regardless of the silo location and format) in order to conduct their risk analysis, monitoring and investigation.
get full control of your data regardless of its source, type or format while maintaining its source, quality, integrity, and privacy.
constantly normalize, enrich and correlate data to link the dispreads datasets into financial understanding and gain the full picture of the conduct.
gain deep visibility into voice, internal and external eComms, trade, orders, execution, market data as well as CRM data, as part of the investigation process.
reduce investigation time.
