Single Compliance Record-Keeping Platform

For your regulatory compliance.

Digital transformation is changing business rapidly with multi-channel and omni-channel communications to connect anytime, anywhere. Regulations across the globe are catching up, such as Dodd-Frank, FINRA, Market Abuse (MAR) and MiFID II that came into effect on January 3, 2018. This means that financial organisations must keep the original files from all communication sources for the prescribed time period. They must be able to reconstruct a complete communication chain when needed, regardless of the number of channels used , in a timely manner.

Furthermore, the regulatory requirements impose control and oversight obligations, forcing the organisation to implement effective monitoring, recordkeeping procedures, and data integrity for regulatory compliance. Shield FC provides a modular, flexible and unified end-to-end solution for long-term data archiving. Its core technology enables organisations to meet financial regulatory requirements. At the same time, the long-term business value of their digital assets and records is optimised.

 


From Silo eComm platforms to a full Regulatory Compliant Record-Keeping

With Shield FC’s platform

It’s not enough to archive original files, unless you can retrieve them in a timely manner.

Financial organisations which are subjected to record keeping regulations, are facing two major challenges.
  • They must protect all original files
    and keep them according to strict rules

  • They must be able to retrieve information when needed and reconstruct the complete omnichannel communication.

Shield FC assists financial organisations to address both challenges in an agile, quick, simple and cost-effective way