Things you should know about Shield FC.
Shield FC, Thomson Reuters and KPMG to Show How to Achieve Value from eComms Data Integration Beyond Regulatory Complianceshieldadmin
Shield Financial Compliance (Shield FC), a specialist RegTech provider, will be joined by Thomson Reuters and KPMG in London on 7th November, for an event to explain the value of integrating electronics communications (eComms) data into the wider trading ecosystem. The free-to-attend morning-only event is taking place at Thomson Reuters, Canary Wharf.
The event is being held to mark the launch of a new Financial Markets Insight Report published by The Realization Group entitled: ‘Capture, Correlate, Analyse: Deriving value from […]
European Investment Firm Adopts Shield FC’s Automated Compliance Platform for Enhanced Regulatory Compliance and Customer Assuranceshieldadmin
London, Copenhagen and Tel Aviv – July 24th 2018. Shield Financial Compliance (Shield FC), a specialist RegTech provider, is proud to announce that a leading European investment firm has purchased its fully automated compliance platform. Shield FC provides the firm with a centralised and holistic overview of all external and internal interactions, for regulatory compliance, greater efficiency and customer peace of mind.
Having recognised the significant market surveillance and compliance risk inherent in using multiple communications platforms across the trading […]
Shield FC Announces New Vice President Global Sales and Business Developmentshieldadmin
Eran Noam joins to support strategic company growth due to accelerating demand for regulatory compliance and best-execution solutions
London, Copenhagen and Tel Aviv – July 2nd 2018. Shield Financial Compliance (Shield FC), a specialist RegTech provider, is delighted to announce that Eran Noam has joined the company as the VP Global Sales and Business Development. In this newly created role, Eran will focus on sales and strategic business alliances to support the growing interest from financial institutions in Shield […]
Shield FC launches new version of eComms Data Management Platform and Compliance Reporting Suiteshieldadmin
LONDON, COPENHAGEN and TEL AVIV, Israel, March 27, 2018 /PRNewswire/ —
Robust data management and record-keeping platform automates all eComms data acquisition & correlation, and introduces extensive compliance and best-execution investigative facilities
Shield Financial Compliance (Shield FC), a specialist RegTech provider, unveils its next generation data management platform for capturing, archiving, analysing and investigating electronic communication (eComms) to meet the growing record-keeping, data governance and best execution requirements of financial firms.
MiFID II, GDPR, MAR, Dodd Frank and FINRA require financial institutions […]